Securities AV狼 Symposium

The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC), the U.S. Commodity Futures Trading Commission (CFTC), and the Board of Governors of the Federal Reserve System. OCC has more than 100 clearing members and provides central counterparty (CCP) clearing and settlement services to 19 exchanges and trading platforms. More information about OCC is available at www.theocc.com.

OCC also provides free and engaging educational resources about the benefits and risks of options through its Options Industry Council (OIC).

Broadridge Financial Solutions, a global Fintech leader with over $4.5 billion in revenues, provides the critical infrastructure that powers investing, corporate governance, and communications to enable better financial lives. We lead business transformation and deliver technology-driven solutions for enriching client engagement, navigating risk, optimising efficiency and generating revenue growth, helping our clients get ahead of today鈥檚 challenges with products that streamline and simplify the Securities AV狼 Industry.

Broadridge Securities AV狼 and Collateral Management (SFCM) offers a suite of global, front to back office Securities AV狼 solutions for buy side and sell side. Both our full service integrated Mainline solution and new FastStart rapid spin up operating solution supports both agency and principal trading of equities and fixed income securities across securities lending, repo, collateral management, collateral optimisation, and end to end transaction reporting solutions. Broadridge鈥檚 solutions help customers to comply with new regulations, increase efficiency, improve strategic decision making and make more intelligent use of capital, balance sheet and liquidity.

In addition, Broadridge provides project management, consultancy, business analysis and testing support to augment firms鈥� internal regulatory project teams and help them comply with the rules in a timely manner. Broadridge鈥檚 technology and operations platforms underpin the daily trading of on average more than U.S. $10 trillion of equities, fixed income and other securities globally.

BNY is a global financial services platforms company at the heart of the world鈥檚 capital markets. For more than 240 years BNY has partnered alongside clients, using its expertise and platforms to help them operate more efficiently and accelerate growth. Today BNY serves over 90% of Fortune 100 companies and nearly all the top 100 banks globally. BNY supports governments in funding local projects and works with over 90% of the top 100 pension plans to safeguard investments for millions of individuals. As of December 31, 2025, BNY oversees $59.3 trillion in assets under custody and/or administration and $2.2 trillion in assets under management.

BNY is the corporate brand of The Bank of New York Mellon Corporation (NYSE: BK). Headquartered in New York City, BNY has been named among Fortune's World's Most Admired Companies and Fast Company's Best Workplaces for Innovators. Additional information is available on www.bny.com. Follow on LinkedIn or visit the BNY Newsroom for the latest company news.

BUCKLER Securities LLC is an SEC and FINRA registered broker-dealer that specializes in providing long and short-term liquidity solutions. As a repo dealer, BUCKLER provides its clients with financing for mortgage backed, agency, treasury and corporate securities. In addition, as a netting member of the Fixed Income Clearing Corporation (FICC) approved to trade and clear General Collateral AV狼 (GCF) repo, BUCKLER can help mitigate risk and source the most liquid collateral available through our diverse counterparties. BUCKLER also offers trading and investment banking services, with expertise in the underwriting of public offerings and private placements.

EquiLend is the leading provider of trading, post-trade, data, regtech and platform solutions for the global securities finance industry. Operating across North America, EMEA and Asia-Pacific, EquiLend serves the world鈥檚 largest and most sophisticated market participants.

The company is recognised for its innovation, scale and commitment to operational excellence, and is consistently named a top data and technology provider by industry media and peers. EquiLend is Great Place to Work Certified鈩� in the U.S., UK, Ireland and India.

FIS is a leading provider of technology solutions for financial institutions and businesses of all sizes and across any industry globally. We enable the movement of commerce by unlocking the financial technology that powers the world鈥檚 economy. Our employees are dedicated to advancing the way the world pays, banks and invests through our trusted innovation, system performance and flexible architecture. We help our clients use technology in innovative ways to solve business-critical challenges and deliver superior experiences for their customers. Headquartered in Jacksonville, Florida, FIS is a member of the Fortune 500庐 and the Standard & Poor鈥檚 500庐 Index.

To learn more, visit www.fisglobal.com. Follow FIS on Facebook, LinkedIn and Twitter (@FISGlobal).

Combining Wall Street expertise with Silicon Valley technology, GLMX has developed a thriving ecosystem for the negotiation, execution and management of money market instruments including securities financing transactions (SFT). Using state-of-the-art streaming technology, GLMX facilitates a wide array of SFT including multi-variable negotiation, lifecycle events management, STP, reporting and data management. Funded by leading Silicon Valley venture capital firms, GLMX brings unparalleled trading and liquidity management workflow efficiencies to existing counterparties in the global securities financing markets.

The GLMX solution provides intuitive technology, extremely quick development times and enhanced customisation. These characteristics allow GLMX to create a premium user experience.

鈥� Web-based, RFQ-driven, Multi-variable Negotiation 鈥� Bilateral, cleared, and triparty 鈥� Cross-currency, locates, rate runs, packages 鈥� Extensive data capture 鈥� Trade life-cycle management 鈥� Full SFTR reporting 鈥� Pre and post trade API 鈥� Pre-trade control functions

MarketAxess Post-Trade is a leading provider of trade matching and regulatory reporting services, serving over 950 buy- and sell-side firms globally. Through our Approved Reporting Mechanism (ARM), Approved Publication Arrangement (APA), Match services, and other regulatory reporting services, we process more than 3.1 billion transactions annually. MarketAxess Match and Repo products offer near real time electronic trade confirmations reducing risk and providing greater control over post-execution processes across both cash and repo transactions. With regulated entities in the United Kingdom and Netherlands, MarketAxess Post-Trade connects to over 24 National Competent Authorities (NCAs) and trade repositories, adding efficiency to increasingly complex regulatory and operational environments.

MarketAxess is headquartered in New York and has offices in London, Amsterdam, Boston, Chicago, Los Angeles, Miami, San Francisco, S茫o Paulo, Hong Kong and Singapore. For more information, please visit www.marketaxess.com/post-trade

Launched with a clear purpose, MUFG Investor Services has grown into a top-10 global administrator by doing what others haven鈥檛: committing deeply to alternative asset servicing, investing in operational excellence, and growing side by side with our clients.

With the strength and stability of Mitsubishi UFJ Financial Group and its 360-year Japanese heritage, our journey has been defined by long-term investment in people, platforms, and partnerships. Today, with over $1 trillion in assets under administration and coverage in every major market, we deliver integrated, scalable solutions that fit around you.

Pirum Systems was founded in 2000 with the objective of automating the full post-trade lifecycle for the securities finance and collateral management industries. The Software as a Service (SaaS) platform has since become the industry gold-standard globally for post-trade automation and connectivity solutions. Today, the Pirum platform is used and trusted by over 120 leading financial institutions around the world, covering both buy- and sell-side activities, and including the majority of Global Systemically Important Banks. Pirum delivers automation, operational efficiency, regulatory compliance, and reduced cost for its network of clients, who use Pirum solutions to process in excess of $3.5 trillion a day in global markets. By connecting industry participants around the world, the Pirum dynamo sits at the heart of a complex multi-party financial markets eco-system, all the while increasing transparency, streamlining operations and fostering collaboration.

Financial market tech on a mission.

Provable Markets is committed to providing a simple and accessible offering that optimizes efficiency, advances technology, and maximizes returns for all market participants.

At S&P Global Market Intelligence Cappitech, we understand the importance of accurate, deep and insightful information. We integrate financial and industry data, research and news into tools that help track performance, generate alpha, identify investment ideas, perform valuations and assess credit risk. Investment professionals, government agencies, corporations and universities around the world use this essential intelligence to make business and financial decisions with conviction.

S&P Global Market Intelligence Cappitech provides regulatory reporting, best execution analysis and business intelligence solutions that meet the fast-evolving needs of the largest and most complex financial and non-financial institutions. Our cloud-based, cross-regulation SaaS platform fully automates the reporting process and provides a comprehensive view on a single, intuitive dashboard for reporting regimes such as EMIR, MiFID, SFTR, FinfraG, SEC, CFTC, Canadian reporting, ASIC, MAS, HKMA, JFSA and others.

As a leading builder and operator of electronic marketplaces, Tradeweb offers institutional, wholesale, retail and corporate market participants unparalleled liquidity, advanced technology and a broad range of data solutions that deliver better price discovery, order execution and trade workflows. Tradeweb Markets Inc. is a publicly-traded company listed on the Nasdaq.

At Wematch, we transform financial markets by digitising workflows and optimising trading efficiencies for financial institutions worldwide. Our platform addresses key industry challenges, including automation, cost management, API integration, productivity enhancement, compliance, and conduct risks.

We provide a unique SBL/TRS bridge, delivering unparalleled liquidity and next-level efficiencies. By streamlining workflows, we help firms reduce costs, save time, and enhance productivity鈥攗ltimately driving profitability.

With a global presence in London, New York, Paris, Tel Aviv, and Hong Kong, our award-winning platform revolutionises trade workflows by improving communication, streamlining negotiations, and matching financing interests.

Our ecosystem connects buy- and sell-side firms, 1,000 users, and over 100 financial institutions, enabling seamless pre-execution, negotiation, and post-trade data exchange. By working closely with financial institutions, we develop tailored solutions that empower the Wematch community.