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ESMA updates its SFTR Q&A to clarify reporting rules

01 February 2021 France
Reporter: Natalie Turner

The revised Q&A addresses errors in event reporting, updates to records of outstanding reports by the counterparties and operational aspects of reporting by financial counterparties on behalf of small NFCs

FICC board CEO Martin Pluves to step down

01 February 2021 US
Reporter: Drew Nicol

Pluves, who has held the CEO post since 2019 following a decade at LCH, will stay on until the Spring, to allow the board time to find a successor

Qomply-Bovill partner for MiFIR reporting solution

01 February 2021 UK
Reporter: Natalie Turner

The partners aim to save firms from FCA fines after 362 firms were found to have submitted errors and omissions in their MiFID II reports between January and the end of October last year.

SEC fires warning shot at Robinhood for GameStop buy ban

29 January 2021 US
Reporter: Natalie Turner

The US SEC has offered a thinly-veiled warning to Robinhood that it will be investigating its decision to ban investors from buying several stocks that have surged in recent weeks

After GameStop backlash, Citron Research will no longer release short reports

29 January 2021 US
Reporter: Drew Nicol

Citron Research will stop publishing short seller reports after 20 years, with Andrew Left claiming â€œitâ€™s completely lost its focusâ€‌, in recent years

Broadridge and Third Economy launch ESG advisory services

29 January 2021 US
Reporter: Natalie Turner

Broadridge has partnered with sustainable investment research firm Third Economy to provide a new offering to better help companies and investors enhance their ESG programmes

Congresswoman Maxine Waters: â€œPredatory short selling of pension funds must stopâ€‌

29 January 2021 US
Reporter: Drew Nicol

The chair of the House Committee on Financial Services is launching a campaign to stop â€œprivate funds preying on the pension funds of hard-working Americansâ€‌ in the wake of the GameStop short squeeze

Delta Capita deploy Luminanceâ€™s AI platform

29 January 2021 UK
Reporter: Natalie Turner

Delta Capita is using Luminanceâ€™s artificial intelligence technology to assist with LIBOR transition reviews

GameStop: The real data story and what it means for securities lending

28 January 2021 US
Reporter: Drew Nicol

GameStopâ€™s skyrocketing share price, led by retail investors mobilised on a Reddit forum, has captured the worldâ€™s attention with headlines citing short sellers' losses running into the billions of dollars, but does this tell the whole story?

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