“Regulation has been the driving force [in the industry], with a significant amount of refiguring”, said one panellist at this year’s ISLA post-trade conference, in a panel discussing business driving force
The International Capital Market Association has published a discussion paper on Central Securities Depositories Regulation mandatory buy-ins and securities financing transactions
TABB Research Group has published a note considering the implications for the exchange-listed options market should the US Securities & Exchange Commission (SEC) not re-approve the OCC’s capital plan for the fourth time